CHARLOTTE, N.C., May 22, 2019 (GLOBE NEWSWIRE) -- LPL Financial LLC, a leading retail investment advisory firm and independent broker-dealer, today announced it has increased the amount of its ...

Earnings per share ("EPS") increased 32% year-over-year to $1.57. Net Income increased 23% year-over-year to $132 million. EPS Prior to Amortization of Intangible Assets** increased 30% year-over-year ...

--LPL Financial Holdings Inc. today announced results for its fourth quarter ended December 31, 2019, reporting net income of $127 million, or $1.53 per share. This compares with $120 million, or ...

CHARLOTTE, N.C., Oct. 14, 2019 (GLOBE NEWSWIRE) -- LPL Financial LLC, a leading retail investment advisory firm and independent broker-dealer, today announced that financial advisor Joseph Mazzucco ...

LPL Financial, a financial services firm with several thousand employees in the Charlotte region, will pay $18 million for anti-money laundering violations, the Securities and Exchange Commission said ...

LPL Financial CEO Rich Steinmeier is confident his firm can absorb the much smaller Commonwealth Financial Network, in part because it has done something similar before. LPL transferred over all 33 of ...

After the choppy acquisition of National Planning Holdings in 2017 and complaints from advisors about its technology last year, LPL Financial is rebounding and seemingly has cash to burn. The company ...

LPL Financial will pay more than $6 million to settle FINRA charges that the firm fell short on complying with Regulation Best Interest when recommending trades in certain listed business development ...

FINRA levied more than $6 million in fines and investor reimbursement against LPL Financial for violations of its duty to supervise and record transactions its representatives were carrying out on ...