SEC Chairman Paul Atkins said prior amendments to Form PF have led to overly burdensome disclosure requirements for advisers.
On May 3, 2023, the SEC adopted amendments 1 to Form PF that will establish new event-reporting requirements for “private equity fund advisers” 2 and “large hedge fund advisers”, 3 and will require ...
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SEC, CFTC propose major cuts to Form PF filing scope
The SEC and CFTC jointly proposed raising reporting thresholds and streamlining Form PF, aiming to ease compliance for nearly half of current filers while retaining critical systemic risk data. The ...
On January 26, 2022, the U.S. Securities and Exchange Commission (the “SEC”) proposed amendments to Form PF and related rules (the “Proposed Amendments”) under the Investment Advisers Act of 1940 ...
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Benjamin Schiffrin, Director of Securities Policy at Better Markets, a non-profit, non-partisan, and independent organization founded in the wake of the 2008 financial crisis to promote the public ...
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