SEC Asks for Input on Slimming CAT Trade Data Collection, Costs

The Securities and Exchange Commission asked for industry input on how to trim down the cost and scope of trading data that ...
Financial Advisor

Advisors Race To Comply With SEC Data Rule As Clock Ticks

Investment advisors are scrambling to turn sweeping new data protection rules into real-world compliance programs as the deadline approaches for them to comply with new Securities and Exchange ...
Reuters

'Elevated' risk of data leak from SEC surveillance tool, watchdog says

April 3 (Reuters) - A recent audit showed an "elevated" risk of a data leakage from the comprehensive market data surveillance system used by Wall Street's top regulator, according to a watchdog ...
Hosted on MSN

SEC's Atkins considers limiting data required from hedge funds - report

U.S. Securities and Exchange Commission Chairman Paul Atkins said he wants his staff to consider narrowing the range of data that private fund advisers are required to disclose to the agency under ...
Financial Advisor

Many Advisor Firms Unprepared As New SEC Data Regs Loom, Attorney Says

A large swath of advisory firms may not be ready for the next phase of the Securities and Exchange Commission’s data protection rule as the June 3 compliance deadline approaches. That is the ...
Seeking Alpha

DOGE requests some SEC data access, but faces pushback - report

Eliezer Mishory, a member of Elon Musk's Department of Government Efficiency, sought access to certain Securities and Exchange Commission data, including staff emails, contracts and payments systems, ...