I hope that you have had the chance to enjoy Jessica Hopper’s paean to Rule 8210 in her recent blog posted on FINRA’s website. Very disturbing, and for all the old reasons. First, once again, she ...

The Acer TravelMate 8210-6038 ($2,999 list) is a desktop replacement that's designed to perform. Although it is considered a business laptop, it has features that cross over to the media side. The ...

When registered brokers, their associates, or other financial advisors receive a FINRA 8210 letter, how they respond can make a big difference in the outcome of FINRA’s investigation. Ignoring FINRA’s ...

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In 2010, the Financial Industry Regulatory Authority (“FINRA”) investigated its member firm Marquis Financial Services, Inc., Marquis’ associated person/officer/control person Gregory Evan Goldstein, ...