The National Law Review

Record Penalty for Alleged Regulation FD Violations and Best Practices Going Forward

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...
JD Supra

Reg FD Action Headed for Trial Where IR Department Alleged to Have “Walked Down” Consensus

For the first time, a Regulation Fair Disclosure (Reg FD) case may be headed to trial. On September 8, 2022, the Federal District Court for the Southern District of New York denied cross-motions for ...
JD Supra

Blog: It’s been eons since the SEC last did this—brought a Reg FD enforcement action, that is

Reg FD prohibits selective disclosure of material, nonpublic information by public companies (or by its senior officials or specified other employees) to securities market professionals and ...
Law

SEC's Regulation FD Is Not Going Away

In the three years it has been in effect, the Securities and Exchange Commission has brought just four Regulation Fair Disclosure enforcement actions. Its latest, against Schering-Plough Corp. and its ...
Deadline.com

WarnerMedia Parent AT&T Sued By SEC For Alleged Violation Of Fair Disclosure Reg In Conversations With Wall Street Analysts

WarnerMedia parent AT&T has been sued by the Securities and Exchange Commission for alleged violations of a regulation known as Reg FD that requires so-called fair disclosure of financial information.
Reuters

No, AT&T, you don't have a constitutional right to tip analysts: judge

(Reuters) - A federal judge in New York has blown away a cloud of constitutional uncertainty that has hung over the U.S. Securities and Exchange Commission’s Regulation Fair Disclosure for more than ...
Traders Magazine

Survival After the Reg FD Earthquake: Three Years Later, Pros Learn How to Cope

The end of the world never came. But financial professionals were predicting dire consequences almost three years ago when a controversial new rule went into effect. Now Regulation Fair Disclosure ...
The National Law Review

Recent SEC Enforcement of Regulation FD: Lessons to be Learned

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...
Women's Wear Daily

NO ADO ABOUT EVERYTHINGTOO MUCH OF THE NAKED TRUTH? THE SEC’S REGULATION FD HA..

TOO MUCH OF THE NAKED TRUTH? THE SEC’S REGULATION FD HAS PUBLIC COMPANIES REVEALING MORE THAN EVER BEFORE. BUT MANY AREN’T SURE THAT’S NECESSARILY A GOOD THING. Byline: Dan Burrows Dolly’s Designer ...
Compliance Week

iSpoke Too Soon: Apple CEO in Reg FD Flap

That pesky regulation known as Regulation Fair Disclosure has ensnared yet another high-profile CEO. This time, it is Apple’s Tim Cook who could come under scrutiny by the Securities and Exchange ...
Compliance Week

Does Selective Inclusion Violate Reg. FD?

Interested in writing for CW? Compliance Week accepts outside contributions from corporate chief compliance officers and other senior-level GRC practitioners. To learn more, contact the CW Editor.