The Financial Industry Regulatory Authority is launching a review of how firms handle higher-risk structured products, including “worst-of” structured notes that can threaten principal investments.

Amid concerns that retail investors may be harmed by high concentrations in risky structured products, the U.S. Financial Industry Regulatory Authority Inc. (FINRA) is launching a compliance review ...

For those of you who are fans of medical dramas like The Pitt, you likely noticed the doctors and nurses mention or get hold of a patient’s note chart. Also referred to as electronic health records, ...

When you’re looking for a convenient wrapper for a complex financial instrument, you don’t normally think about ETFs. But structured products that redeem automatically when certain conditions are met ...

Dpm Solutions Sp. z o.o. The AI Gantt chart maker transforms a short project description into a structured timeline in minutes. The process doesn’t require any setup or prior experience. KRAKÓW, PL / ...

Matt Levine is a Bloomberg Opinion columnist. A former investment banker at Goldman Sachs, he was a mergers and acquisitions lawyer at Wachtell, Lipton, Rosen & Katz; a clerk for the U.S. Court of ...

STS Digital said the platform offers institutional clients access to options-based strategies through predefined crypto investment products. Crypto derivatives firm STS Digital said on Wednesday it ...

The latest volley—and perhaps one of the last—in the legal dispute over one of the largest arbitration awards in the history of the securities industry has arrived. The recipients of the $132.5 ...